Highlights of Prosecution Cases
| Defendant(s) | Nature of Offence | Judgment |
|---|---|---|
| Wu Shui Wing | Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. | The defendant was convicted and fined $4,000 on 28 September 2023. |
| Wong Chung Wing | Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. | The defendant was convicted and fined $4,000 on 28 September 2023. |
| Lee Chun Kit | Becoming the ultimate owner of a trust or company service provider licensee without the approval in writing of the Registrar of Companies, contrary to section 53S(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. Becoming the director of a trust or company service provider licensee without the approval in writing of the Registrar of Companies, contrary to section 53U(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. |
The defendant was convicted of a total of 6 offences and was fined $4,000 for each offence on 14 September 2023. |
| On Hon Yun Paul | Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. | The defendant was convicted and fined $3,000 on 24 August 2023. |
| Chen Tsz Suen | Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. | The defendant was convicted and fined $5,000 on 5 May 2022. |
| Former director of Chiu Yin Secretarial Services Company Limited | Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. | The defendant was convicted and fined $6,000 on 24 February 2022. |
| Former director of NC Accounting Firm Limited | Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. |
The defendant was convicted and fined $10,000 on 25 November 2021. |
| Director of Manful Power Asia Limited | Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. | The defendant was convicted and fined $6,000 on 10 December 2020. |
| Great Rich Worldwide Limited | Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. | The defendant was convicted and fined a total of $51,000 on 3 December 2020. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months. |
| Director of Zhouding Secretary Limited | Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 and section 101E of the Criminal Procedure Ordinance, Cap.221. | The defendant was convicted and fined a total of $40,000 on 1 August 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months. |
| Lision Secretary Limited | Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. | The defendant was convicted and fined a total of $50,000 on 25 July 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months. |
| Director of Lision Secretary Limited | Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 and section 101E of the Criminal Procedure Ordinance, Cap.221. | The defendant was convicted and fined a total of $50,000 on 25 July 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months. |
| Bohai Intellectual Property Right Hongkong Co., Limited | Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. | The defendant was convicted and fined a total of $40,000 on 13 June 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months. |
| Director of Bohai Intellectual Property Right Hongkong Co., Limited | Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 and section 101E of the Criminal Procedure Ordinance, Cap.221. | The defendant was convicted and fined a total of $40,000 on 13 June 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months. |
| Zhouding Secretary Limited | Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. | The defendant was convicted and fined a total of $50,000 on 9 May 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months. |
