Registry for Trust and Company Service Providers
Unit 1208, 12/F, One Kowloon, 1 Wang Yuen Street, Kowloon Bay, Kowloon, Hong Kong

Highlights of Prosecution Cases


Defendant(s) Nature of Offence Judgment
Wu Shui Wing Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. The defendant was convicted and fined $4,000 on 28 September 2023.
Wong Chung Wing Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. The defendant was convicted and fined $4,000 on 28 September 2023.
Lee Chun Kit Becoming the ultimate owner of a trust or company service provider licensee without the approval in writing of the Registrar of Companies, contrary to section 53S(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.

Becoming the director of a trust or company service provider licensee without the approval in writing of the Registrar of Companies, contrary to section 53U(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.

Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.
The defendant was convicted of a total of 6 offences and was fined $4,000 for each offence on 14 September 2023.
On Hon Yun Paul Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. The defendant was convicted and fined $3,000 on 24 August 2023.
Director of Honorius Wealth Management Limited Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. The defendant was convicted and fined $5,000 on 5 May 2022.
Former director of Chiu Yin Secretarial Services Company Limited Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. The defendant was convicted and fined $6,000 on 24 February 2022.
Former director of NC Accounting Firm Limited Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.
 
The defendant was convicted and fined $10,000 on 25 November 2021.
Director of Manful Power Asia Limited Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. The defendant was convicted and fined $6,000 on 10 December 2020.
Great Rich Worldwide Limited Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. The defendant was convicted and fined a total of $51,000 on 3 December 2020.  The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.
Director of Zhouding Secretary Limited Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 and section 101E of the Criminal Procedure Ordinance, Cap.221. The defendant was convicted and fined a total of $40,000 on 1 August 2019.  The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.
Lision Secretary Limited Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. The defendant was convicted and fined a total of $50,000 on 25 July 2019.  The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.
Director of Lision Secretary Limited Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 and section 101E of the Criminal Procedure Ordinance, Cap.221. The defendant was convicted and fined a total of $50,000 on 25 July 2019.  The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.
Bohai Intellectual Property Right Hongkong Co., Limited Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615. The defendant was convicted and fined a total of $40,000 on 13 June 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.
Director of Bohai Intellectual Property Right Hongkong Co., Limited Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 and section 101E of the Criminal Procedure Ordinance, Cap.221. The defendant was convicted and fined a total of $40,000 on 13 June 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.